SFC Licences of WANG Gu Wen 王谷文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 21 October 2013 | 29 April 2022 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 21 October 2013 | 29 April 2022 |
| JPMorgan Chase Bank, National Association | 6 | 15 April 2013 | ||
| J.P. Morgan Securities (Asia Pacific) Limited | 1 | 15 April 2013 | ||
| J.P. Morgan Securities (Asia Pacific) Limited | 4 | 15 April 2013 | ||
| J.P. Morgan Securities (Asia Pacific) Limited | 6 | 15 April 2013 | ||
| JPMorgan Chase Bank, National Association | 1 | 15 April 2013 | ||
| JPMorgan Chase Bank, National Association | 4 | 15 April 2013 |