SFC Licences of LU Yu 魯宇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Yango International Financial Holdings Limited 陽光國際金融控股集團有限公司	RO	9	22 July 2021
Yango International Financial Holdings Limited 陽光國際金融控股集團有限公司	RO	4	22 July 2021
Yango International Financial Holdings Limited 陽光國際金融控股集團有限公司	RO	1	22 July 2021
Zhenro Securities Co. Limited 正榮證券有限公司	RE	1	20 August 2020	30 September 2020
Zhenro Asset Management Co. Limited 正榮資產管理有限公司	RO	9	05 November 2019	30 September 2020
Zhenro Asset Management Co. Limited 正榮資產管理有限公司	RO	4	05 November 2019	30 September 2020
Zhenro Asset Management Co. Limited 正榮資產管理有限公司	RE	9	08 October 2019	05 November 2019
Zhenro Asset Management Co. Limited 正榮資產管理有限公司	RE	4	08 October 2019	05 November 2019
Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司	RO	9	30 April 2018	26 July 2019
Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司	RO	4	30 April 2018	26 July 2019
Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司	RE	9	08 November 2017	30 April 2018
Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司	RE	4	08 November 2017	30 April 2018
China Orient International Asset Management Limited 中國東方國際資產管理有限公司	RE	9	31 May 2017	31 August 2017
China Orient International Asset Management Limited 中國東方國際資產管理有限公司	RE	4	31 May 2017	31 August 2017
ICBC International Fund Management Limited 工銀國際基金管理有限公司	RE	9	14 April 2015	30 May 2016
ICBC International Fund Management Limited 工銀國際基金管理有限公司	RE	4	14 April 2015	30 May 2016
ICBC International Fund Management Limited 工銀國際基金管理有限公司	RE	1	14 April 2015	30 May 2016
Quam Securities Limited 華富建業證券有限公司	RE	6	28 January 2015	25 March 2015
Quam Securities Limited 華富建業證券有限公司	RE	1	28 January 2015	25 March 2015
Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司	RE	9	11 July 2014	19 October 2014
Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司	RE	4	11 July 2014	19 October 2014
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司	RE	4	14 November 2013	01 March 2014
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司	RE	9	16 October 2013	01 March 2014
Skybound Capital (HK) Limited 時機資本有限公司	RE	9	20 May 2013	30 September 2013