SFC Licences of LEE Shen Yi Ada 李琛怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Segantii Capital Management Limited | RE | 9 | 09 March 2023 | |
| ExodusPoint Capital Management Hong Kong, Limited | RE | 9 | 06 October 2020 | 09 October 2022 |
| UBS Securities Hong Kong Limited | RE | 2 | 05 December 2018 | 08 February 2020 |
| UBS Securities Asia Limited | RE | 2 | 05 December 2018 | 08 February 2020 |
| UBS Securities Hong Kong Limited | RE | 1 | 28 November 2018 | 08 February 2020 |
| UBS Securities Asia Limited | RE | 1 | 28 November 2018 | 08 February 2020 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 4 | 24 February 2015 | 08 October 2018 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 30 December 2014 | 08 October 2018 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 05 June 2013 | 04 September 2014 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 05 June 2013 | 04 September 2014 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 05 June 2013 | 04 September 2014 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 05 June 2013 | 04 September 2014 |