SFC Licences of WU Qin 武芹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RO | 4 | 01 August 2023 | |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RO | 1 | 01 August 2023 | |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 4 | 04 June 2021 | 01 August 2023 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 1 | 23 April 2021 | 01 August 2023 |
| Oaktree Capital (Hong Kong) Limited | RE | 1 | 21 December 2018 | 31 March 2021 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 | RE | 4 | 06 November 2017 | 21 November 2018 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 | RE | 1 | 06 November 2017 | 21 November 2018 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RE | 1 | 16 February 2015 | 13 October 2017 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RE | 5 | 20 May 2013 | 13 October 2017 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RE | 4 | 20 May 2013 | 13 October 2017 |