SFC Licences of OMURA Shunta
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 16 February 2024 | 23 February 2024 |
| UBS Securities Asia Limited | RE | 4 | 23 June 2023 | 30 June 2023 |
| UBS Securities Asia Limited | RE | 4 | 21 February 2023 | 25 February 2023 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 25 March 2019 | 15 June 2020 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 21 August 2014 | 19 August 2016 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 11 July 2014 | 16 July 2014 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 26 November 2013 | 29 November 2013 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 31 May 2013 | 05 June 2013 |