SFC Licences of TSOI Geoffrey Wai Yip 蔡偉業
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 14 February 2018 | |
| Merrill Lynch Far East Limited | RE | 7 | 19 August 2013 | 24 May 2017 |
| Merrill Lynch Far East Limited | RE | 2 | 10 June 2013 | 24 May 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 10 June 2013 | 24 May 2017 |
| Merrill Lynch Far East Limited | RE | 1 | 10 June 2013 | 24 May 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 10 June 2013 | 23 September 2013 |