SFC Licences of LIU Sufeng 劉蘇鋒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 | RE | 9 | 04 January 2021 | |
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 | RE | 4 | 04 January 2021 | |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RO | 1 | 05 March 2019 | 30 November 2020 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 4 | 17 September 2018 | 30 November 2020 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 17 September 2018 | 05 March 2019 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 June 2013 | 12 October 2013 |