SFC Licences of XIE Fan 謝凡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
SPDB International Capital Limited 浦銀國際融資有限公司	RE	6	09 February 2024	14 March 2024
SPDB International Capital Limited 浦銀國際融資有限公司	RE	1	09 February 2024	14 March 2024
J.P. Morgan Securities (Far East) Limited	RE	6	16 September 2021	20 June 2023
J.P. Morgan Securities (Far East) Limited	RE	4	16 September 2021	20 June 2023
J.P. Morgan Securities (Far East) Limited	RE	1	16 September 2021	20 June 2023
ICBC International Capital Limited 工銀國際融資有限公司	RE	4	18 October 2018	23 July 2021
ICBC International Securities Limited 工銀國際證券有限公司	RE	1	03 September 2018	23 July 2021
ICBC International Capital Limited 工銀國際融資有限公司	RE	6	03 September 2018	23 July 2021
ICBC International Capital Limited 工銀國際融資有限公司	RE	1	03 September 2018	23 July 2021
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	03 October 2017	05 August 2018
KGI Capital Asia Limited 凱基金融亞洲有限公司	RE	6	25 May 2017	05 August 2018
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	25 May 2017	02 October 2017
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司	RE	6	04 March 2016	11 April 2017
Win Securities Limited 贏證券有限公司	RE	1	09 September 2013	01 April 2014
Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司	RE	1	09 September 2013	01 April 2014