SFC Licences of YI Na 伊娜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CBH Asia Limited 瑞金亞洲有限公司 RE 9 31 May 2023
CBH Asia Limited 瑞金亞洲有限公司 RE 4 31 May 2023
CBH Asia Limited 瑞金亞洲有限公司 RE 1 31 May 2023
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 RE 9 22 October 2020 02 May 2023
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 RE 4 22 October 2020 02 May 2023
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 RE 1 22 October 2020 02 May 2023
Mason Investment Management Limited 茂宸投資管理有限公司 RE 1 25 June 2019 27 March 2020
Mason Investment Management Limited 茂宸投資管理有限公司 RE 9 03 April 2018 27 March 2020
Mason Investment Management Limited 茂宸投資管理有限公司 RE 4 03 April 2018 27 March 2020
Thomas Global Financial Services Limited 石匠環球金服有限公司 RE 1 03 April 2018 08 April 2019
Mason Securities Limited 茂宸證券有限公司 RE 4 22 February 2018 27 March 2020
Mason Securities Limited 茂宸證券有限公司 RE 1 22 February 2018 27 March 2020
Mason Securities Limited 茂宸證券有限公司 RE 9 21 August 2017 27 March 2020
DL Family Office (HK) Limited 德林家族辦公室(香港)有限公司 RE 9 18 January 2016 23 February 2017
DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 RE 1 08 July 2013 01 August 2014