SFC Licences of DOU Yan 竇艷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Bright Fund Management Limited 光明投資管理有限公司 | RE | 9 | 24 June 2015 | 31 May 2016 |
| Bright Fund Management Limited 光明投資管理有限公司 | RE | 4 | 24 June 2015 | 31 May 2016 |
| Bright Fund Management Limited 光明投資管理有限公司 | RE | 1 | 24 June 2015 | 31 May 2016 |
| Head & Shoulders Asset Management Limited 聯合資產管理有限公司 | RE | 9 | 08 October 2014 | 08 June 2015 |
| Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 4 | 08 October 2014 | 08 June 2015 |
| Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 1 | 01 September 2014 | 08 June 2015 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 | RE | 1 | 15 January 2014 | 02 August 2014 |