SFC Licences of LI Chen 李琛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 26 July 2022 | |
| CMBC Securities Company Limited 民銀證券有限公司 | RO | 1 | 04 February 2022 | 26 July 2022 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 04 March 2020 | 04 February 2022 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 28 August 2017 | 19 November 2019 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 14 June 2013 | 09 August 2013 |