SFC Licences of RODRIGUEZ-CANO JULIA Francisco De Borja
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Broking (Hong Kong) Limited | RO | 5 | 30 August 2017 | 30 July 2021 |
J.P. Morgan Broking (Hong Kong) Limited | RO | 2 | 30 August 2017 | 30 July 2021 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 24 June 2013 | 30 July 2021 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 24 June 2013 | 30 July 2021 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 24 June 2013 | 30 August 2017 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 24 June 2013 | 30 August 2017 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 24 June 2013 | 13 September 2016 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 24 June 2013 | 13 September 2016 |