SFC Licences of BUFFHAM Laura Jayne
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 06 March 2018 | 19 August 2022 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 06 March 2018 | 19 August 2022 |
| UBS Securities Hong Kong Limited | RE | 2 | 19 December 2016 | 04 March 2017 |
| UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | 04 March 2017 |
| UBS Securities Asia Limited | RE | 1 | 02 July 2013 | 04 March 2017 |
| UBS Securities Asia Limited | RE | 2 | 02 July 2013 | 04 March 2017 |
| UBS Securities Hong Kong Limited | RE | 1 | 02 July 2013 | 18 December 2016 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 02 July 2013 | 18 December 2016 |