SFC Licences of YIP Choi Fan 葉采凡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
RaffAello Securities (HK) Limited | RE | 1 | 08 July 2015 | 22 July 2015 |
RaffAello Securities (HK) Limited | RE | 4 | 02 June 2015 | 22 July 2015 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 4 | 27 February 2014 | 14 March 2015 |
GEO Securities Limited 智易東方證券有限公司 | RE | 1 | 23 September 2013 | 06 February 2014 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 05 July 2013 | 17 August 2013 |