SFC Licences of LAM Tsz Chun 林子俊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Union Insight Asset Management Limited 合悉資產管理有限公司 RO 9 06 June 2023
Union Insight Asset Management Limited 合悉資產管理有限公司 RO 4 06 June 2023
Wisdom Bright Asset Management Limited 睿見資產管理有限公司 RE 9 24 March 2022 13 July 2022
Wisdom Bright Asset Management Limited 睿見資產管理有限公司 RE 4 24 March 2022 13 July 2022
Wisdom Bright Asset Management Limited 睿見資產管理有限公司 RE 1 24 March 2022 13 July 2022
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 RO 4 21 November 2018 19 October 2019
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 RO 1 27 June 2018 19 October 2019
Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 RE 2 08 June 2018 19 October 2019
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 RE 1 07 February 2018 27 June 2018
Yunfeng Securities Limited 雲鋒證券有限公司 RO 4 21 September 2017 31 December 2017
Yunfeng Securities Limited 雲鋒證券有限公司 RO 1 21 September 2017 31 December 2017
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RO 4 21 September 2017 31 December 2017
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RO 1 21 September 2017 31 December 2017
Yunfeng Securities Limited 雲鋒證券有限公司 RE 4 12 July 2017 21 September 2017
Yunfeng Securities Limited 雲鋒證券有限公司 RE 1 12 July 2017 21 September 2017
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 4 12 July 2017 21 September 2017
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 1 12 July 2017 21 September 2017
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 RE 1 10 May 2016 19 May 2017
Quam Securities Limited 華富建業證券有限公司 RE 4 20 May 2015 23 April 2016
Quam Securities Limited 華富建業證券有限公司 RE 2 18 November 2013 23 April 2016
Quam Securities Limited 華富建業證券有限公司 RE 1 18 November 2013 23 April 2016
Quam Securities Limited 華富建業證券有限公司 RE 4 18 October 2013 18 November 2013
Quam Securities Limited 華富建業證券有限公司 RE 2 28 August 2013 18 October 2013
Quam Securities Limited 華富建業證券有限公司 RE 1 28 August 2013 18 October 2013