SFC Licences of CHO Kai Man 曹繼文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 | RE | 3 | 05 October 2022 | |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 4 | 23 December 2020 | 27 July 2022 |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 1 | 27 November 2020 | 27 July 2022 |
| Yunfeng Securities Limited 雲鋒證券有限公司 | RE | 1 | 03 August 2018 | 07 August 2020 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 1 | 03 August 2018 | 07 August 2020 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 4 | 26 August 2013 | 12 September 2013 |