SFC Licences of CAO Xiaogang 曹小鋼

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huarong International Capital Limited 華融國際融資有限公司
RO 1 29 June 2021
Huarong International Securities Limited 華融國際證券有限公司
RO 1, 4 29 June 2021
Huarong International Capital Limited 華融國際融資有限公司
RE 6 06 May 2021
Huarong International Capital Limited 華融國際融資有限公司
RE 1 06 May 2021 29 June 2021
Huarong International Securities Limited 華融國際證券有限公司
RE 1, 4 06 May 2021 29 June 2021
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RO 1, 4 19 July 2016 09 September 2017
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 4 14 February 2014 19 July 2016
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1 13 August 2013 19 July 2016