SFC Licences of CAO Xiaogang 曹小鋼

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Huarong International Capital Limited 華融國際融資有限公司	RO	1	29 June 2021	12 August 2022
Huarong International Securities Limited 華融國際證券有限公司	RO	4	29 June 2021	12 August 2022
Huarong International Securities Limited 華融國際證券有限公司	RO	1	29 June 2021	12 August 2022
Huarong International Capital Limited 華融國際融資有限公司	RE	6	06 May 2021	12 August 2022
Huarong International Capital Limited 華融國際融資有限公司	RE	1	06 May 2021	29 June 2021
Huarong International Securities Limited 華融國際證券有限公司	RE	4	06 May 2021	29 June 2021
Huarong International Securities Limited 華融國際證券有限公司	RE	1	06 May 2021	29 June 2021
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RO	4	19 July 2016	09 September 2017
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RO	1	19 July 2016	09 September 2017
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	4	14 February 2014	19 July 2016
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	1	13 August 2013	19 July 2016