SFC Licences of LIU Liang 劉亮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SDG Securities (HK) Limited 山金證券(香港)有限公司 | RO | 4 | 05 December 2023 | |
SDG Securities (HK) Limited 山金證券(香港)有限公司 | RO | 1 | 05 December 2023 | |
SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 | RO | 9 | 05 December 2023 | |
SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 | RO | 4 | 05 December 2023 | |
ABCI Securities Company Limited 農銀國際證券有限公司 | RO | 4 | 12 July 2018 | 21 August 2023 |
ABCI Securities Company Limited 農銀國際證券有限公司 | RO | 1 | 12 July 2018 | 21 August 2023 |
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 4 | 06 March 2018 | 12 July 2018 |
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 06 March 2018 | 12 July 2018 |
ABCI Capital Limited 農銀國際融資有限公司 | RE | 6 | 11 August 2016 | 24 February 2017 |
ABCI Capital Limited 農銀國際融資有限公司 | RE | 1 | 11 August 2016 | 24 February 2017 |
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 02 September 2013 | 24 May 2016 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 02 September 2013 | 24 May 2016 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 02 September 2013 | 24 May 2016 |