SFC Licenceholders of SDG Securities (HK) Limited 山金證券(香港)有限公司
- sdgs-compliance@sd-gold.hk
- Website
- www.sdgs.sd-gold.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHEN Yixiang 陳翼翔 | RE | 5 | 10 August 2020 | 23 February 2024 |
| CHEN Yixiang 陳翼翔 | RE | 1 | 10 August 2020 | |
| CHEN Yixiang 陳翼翔 | RE | 4 | 10 August 2020 | |
| CHEN Yixiang 陳翼翔 | RE | 2 | 10 August 2020 | 23 February 2024 |
| DAI Zhiqiang 戴志強 | RO | 1 | 02 July 2019 | 13 November 2019 |
| DAI Zhiqiang 戴志強 | RE | 1 | 24 May 2019 | 02 July 2019 |
| FAN Chenyu 范宸瑜 | RE | 1 | 11 November 2021 | |
| FAN Chenyu 范宸瑜 | RE | 4 | 11 November 2021 | |
| FAN Chenyu 范宸瑜 | RE | 5 | 23 December 2021 | 23 February 2024 |
| FAN Chenyu 范宸瑜 | RE | 2 | 23 December 2021 | 23 February 2024 |
| FEI Xiang 費翔 | RO | 4 | 09 October 2019 | 04 October 2023 |
| FEI Xiang 費翔 | RO | 2 | 17 January 2020 | 04 October 2023 |
| FEI Xiang 費翔 | RO | 5 | 17 January 2020 | 04 October 2023 |
| FEI Xiang 費翔 | RO | 1 | 16 August 2018 | 04 October 2023 |
| HAN Zhixu 韓質栩 | RE | 4 | 24 May 2021 | 16 November 2023 |
| HAN Zhixu 韓質栩 | RE | 1 | 24 May 2021 | 16 November 2023 |
| LEE Wai Chung 李偉忠 | RO | 4 | 22 May 2020 | 03 October 2021 |
| LEE Wai Chung 李偉忠 | RO | 2 | 17 January 2020 | 03 October 2021 |
| LEE Wai Chung 李偉忠 | RO | 5 | 17 January 2020 | 03 October 2021 |
| LEE Wai Chung 李偉忠 | RO | 1 | 16 August 2018 | 03 October 2021 |
| LEUNG Chi Kin 梁智健 | RO | 4 | 12 March 2024 | |
| LEUNG Chi Kin 梁智健 | RE | 1 | 13 December 2023 | 12 March 2024 |
| LEUNG Chi Kin 梁智健 | RE | 4 | 13 December 2023 | 12 March 2024 |
| LEUNG Chi Kin 梁智健 | RO | 1 | 12 March 2024 | |
| LI Yong 李勇 | RO | 4 | 14 November 2022 | 31 December 2023 |
| LI Yong 李勇 | RO | 1 | 14 November 2022 | 31 December 2023 |
| LI Yong 李勇 | RE | 5 | 14 November 2022 | 31 December 2023 |
| LI Yong 李勇 | RE | 2 | 14 November 2022 | 31 December 2023 |
| LI Yong 李勇 | RE | 2 | 30 June 2020 | 31 December 2021 |
| LI Yong 李勇 | RE | 1 | 09 February 2021 | 04 May 2021 |
| LI Yong 李勇 | RE | 5 | 30 June 2020 | 31 December 2021 |
| LI Yong 李勇 | RE | 4 | 09 February 2021 | 04 May 2021 |
| LI Yong 李勇 | RO | 4 | 30 June 2020 | 09 February 2021 |
| LI Yong 李勇 | RO | 1 | 30 June 2020 | 09 February 2021 |
| LI Yong 李勇 | RO | 1 | 04 May 2021 | 31 December 2021 |
| LI Yong 李勇 | RO | 4 | 04 May 2021 | 31 December 2021 |
| LI Yong 李勇 | RE | 1 | 17 January 2019 | 30 June 2020 |
| LIU Liang 劉亮 | RO | 1 | 05 December 2023 | |
| LIU Liang 劉亮 | RO | 4 | 05 December 2023 | |
| LIU Mengran 劉梦冉 | RE | 2 | 07 February 2022 | 23 February 2024 |
| LIU Mengran 劉梦冉 | RE | 1 | 07 February 2022 | |
| LIU Mengran 劉梦冉 | RE | 4 | 21 January 2022 | |
| LIU Mengran 劉梦冉 | RE | 5 | 07 February 2022 | 23 February 2024 |
| LYU Chaoyi 呂超逸 | RE | 5 | 07 February 2022 | 21 May 2023 |
| LYU Chaoyi 呂超逸 | RE | 2 | 07 February 2022 | 21 May 2023 |
| LYU Chaoyi 呂超逸 | RE | 1 | 07 February 2022 | 21 May 2023 |
| LYU Chaoyi 呂超逸 | RE | 4 | 21 January 2022 | 21 May 2023 |
| PANG Chun Wai, Tommy 彭震威 | RO | 5 | 17 January 2020 | 29 December 2023 |
| PANG Chun Wai, Tommy 彭震威 | RO | 2 | 17 January 2020 | 29 December 2023 |
| PANG Chun Wai, Tommy 彭震威 | RO | 4 | 09 October 2019 | 29 December 2023 |
| PANG Chun Wai, Tommy 彭震威 | RO | 1 | 16 August 2018 | 29 December 2023 |
| YAN Han 嚴涵 | RE | 5 | 24 April 2020 | 31 December 2021 |
| YAN Han 嚴涵 | RE | 4 | 24 April 2020 | 31 December 2021 |
| YAN Han 嚴涵 | RE | 2 | 24 April 2020 | 31 December 2021 |
| YAN Han 嚴涵 | RE | 1 | 06 March 2019 | 31 December 2021 |
| YE Zhiyuan 叶志遠 | RE | 4 | 02 June 2020 | 31 December 2021 |
| YE Zhiyuan 叶志遠 | RE | 1 | 02 June 2020 | 31 December 2021 |
| YE Zhiyuan 叶志遠 | RE | 2 | 18 November 2020 | 31 December 2021 |
| YE Zhiyuan 叶志遠 | RE | 5 | 18 November 2020 | 31 December 2021 |
| ZHANG Bing 張冰 | RO | 4 | 03 March 2022 | 10 April 2022 |
| ZHANG Bing 張冰 | RO | 1 | 03 March 2022 | 10 April 2022 |
| ZHANG Bing 張冰 | RE | 5 | 03 March 2022 | 10 April 2022 |
| ZHANG Bing 張冰 | RE | 2 | 03 March 2022 | 10 April 2022 |
| ZHANG Bing 張冰 | RE | 4 | 07 February 2022 | 03 March 2022 |
| ZHANG Fan 張帆 | RE | 1 | 17 November 2021 | 31 December 2021 |
| ZHANG Wenwen 張聞文 | RE | 1 | 29 January 2021 | 09 January 2024 |
| ZHANG Wenwen 張聞文 | RE | 2 | 29 January 2021 | 09 January 2024 |
| ZHANG Wenwen 張聞文 | RE | 4 | 29 January 2021 | 09 January 2024 |
| ZHANG Wenwen 張聞文 | RE | 5 | 29 January 2021 | 09 January 2024 |