SFC Licences of HAU Stuart 侯振榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Optiver Trading Hong Kong Limited | RE | 2 | 30 October 2023 | |
| Optiver Trading Hong Kong Limited | RE | 1 | 30 October 2023 | |
| Merrill Lynch Far East Limited | RE | 2 | 01 November 2019 | 08 November 2019 |
| Merrill Lynch Far East Limited | RE | 1 | 01 November 2019 | 08 November 2019 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 2 | 05 October 2016 | 14 September 2018 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 05 August 2016 | 05 October 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 26 August 2013 | 30 August 2013 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 26 August 2013 | 30 August 2013 |