SFC Licences of TAM Tsz Fung 譚梓鋒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Waton Securities International Limited 華通證券國際有限公司 RO 9 13 March 2024
Waton Securities International Limited 華通證券國際有限公司 RO 4 13 March 2024
Axis Capital Management Limited 縱橫資產管理有限公司 RO 9 19 October 2021 31 March 2023
Axis Capital Management Limited 縱橫資產管理有限公司 RO 4 28 October 2019 31 March 2023
Axis Capital Management Limited 縱橫資產管理有限公司 RE 9 11 September 2019 19 October 2021
Axis Capital Management Limited 縱橫資產管理有限公司 RE 4 11 September 2019 28 October 2019
GEO Securities Limited 智易東方證券有限公司 RE 9 21 May 2019 31 July 2019
GEO Securities Limited 智易東方證券有限公司 RE 4 21 May 2019 31 July 2019
GEO Securities Limited 智易東方證券有限公司 RE 1 21 May 2019 31 July 2019
Eddid Securities and Futures Limited 艾德證券期貨有限公司 RE 1 30 June 2017 17 September 2018
China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 RE 9 30 August 2016 29 May 2017
China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 RE 1 17 June 2016 29 May 2017
GEO Securities Limited 智易東方證券有限公司 RE 1 09 September 2013 02 June 2016