SFC Licences of ZHAO Wenxiu 趙文秀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司	RE	2	17 May 2021
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司	RE	4	04 December 2019
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司	RE	1	04 December 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	4	24 October 2018	27 September 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	1	24 October 2018	27 September 2019
orientiert XYZ Securities Limited	RE	1	23 December 2016	11 July 2018
BOB International Asset Management Company Limited 北銀國際資產管理有限公司	RE	9	04 August 2015	01 December 2016
BOB International Asset Management Company Limited 北銀國際資產管理有限公司	RE	4	04 August 2015	01 December 2016
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	1	23 October 2014	07 May 2015
Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司	RE	6	14 March 2014	01 September 2014
Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司	RE	4	14 March 2014	01 September 2014
Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司	RE	1	14 March 2014	01 September 2014
Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司	RE	9	29 August 2013	06 January 2014