SFC Licences of WANG Kai 王凱
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 31 October 2014 | 02 September 2021 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 31 October 2014 | 02 September 2021 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 12 September 2013 | 25 March 2014 |