SFC Licences of LIAO Min-Liang 廖敏良
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 21 September 2018 | 13 August 2021 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 21 September 2018 | 13 August 2021 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 30 August 2018 | 13 August 2021 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 18 September 2013 | 03 August 2018 |