SFC Licences of CAI Hanfei 蔡寒菲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 05 June 2018 | 28 May 2019 |
| Kingston Securities Limited 金利豐證券有限公司 | RE | 1 | 05 April 2016 | 30 November 2017 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 03 October 2013 | 27 October 2013 |