SFC Licences of LAU Chak Sum 劉澤森
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 | RE | 9 | 15 September 2017 | 31 December 2018 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 | RE | 4 | 15 September 2017 | 31 December 2018 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 | RE | 9 | 26 June 2015 | 01 September 2017 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 | RE | 4 | 26 June 2015 | 01 September 2017 |
| MacroValue Investors Limited | RE | 9 | 31 October 2013 | 19 June 2015 |