SFC Licences of HUA Cheng
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ApaH Capital Management Limited 上善資本管理有限公司 | RE | 9 | 11 August 2022 | |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 15 October 2014 | 21 June 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 15 October 2014 | 21 June 2016 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 02 October 2013 | 09 September 2014 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 02 October 2013 | 09 September 2014 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 6 | 02 October 2013 | 09 September 2014 |