SFC Licences of ZHOU Xinwen 周心文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Natixis Asia Limited RE 4 18 January 2021
Natixis Asia Limited RE 1 11 January 2021
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 RE 1 30 September 2020 20 November 2020
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 RE 2 11 January 2018 04 September 2019
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 RE 1 11 January 2018 04 September 2019
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 27 July 2015 10 November 2017
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 27 July 2015 10 November 2017
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 27 July 2015 10 November 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 06 June 2014 14 November 2014
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 06 June 2014 14 November 2014
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 06 June 2014 14 November 2014
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 21 October 2013 14 May 2014
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 21 October 2013 14 May 2014
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 21 October 2013 14 May 2014