SFC Licences of SONG Yuxi 宋禹熹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 12 September 2023 | |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 12 September 2023 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 12 September 2023 | |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 1 | 04 November 2013 | 14 June 2014 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 6 | 21 October 2013 | 14 June 2014 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 21 October 2013 | 22 October 2013 |