SFC Licences of GUENOUN Gregory Benjamin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| OTCex Hong Kong Limited | RO | 2 | 09 January 2023 | |
| OTCex Hong Kong Limited | RO | 1 | 09 January 2023 | |
| OTCex Hong Kong Limited | RE | 2 | 17 October 2022 | 09 January 2023 |
| OTCex Hong Kong Limited | RE | 1 | 17 October 2022 | 09 January 2023 |
| Sunrise Brokers (Hong Kong) Limited | RO | 2 | 05 May 2021 | 20 May 2022 |
| Sunrise Brokers (Hong Kong) Limited | RO | 1 | 05 May 2021 | 20 May 2022 |
| Sunrise Brokers (Hong Kong) Limited | RE | 2 | 15 May 2018 | 05 May 2021 |
| Sunrise Brokers (Hong Kong) Limited | RE | 1 | 15 May 2018 | 05 May 2021 |
| Vantage Capital Markets HK Limited | RE | 2 | 12 December 2014 | 30 March 2018 |
| Vantage Capital Markets HK Limited | RE | 1 | 12 December 2014 | 30 March 2018 |
| GFI (HK) Securities L.L.C. | RE | 7 | 29 October 2013 | 30 November 2014 |
| GFI (HK) Securities L.L.C. | RE | 1 | 29 October 2013 | 30 November 2014 |