SFC Licences of HAN Chuan 韓川

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 23 April 2018 03 May 2021
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 23 April 2018 03 May 2021
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 07 October 2014 07 March 2019
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 07 October 2014
J.P. Morgan Broking (Hong Kong) Limited RE 2 17 February 2014 08 August 2014
J.P. Morgan Broking (Hong Kong) Limited RE 5 04 November 2013 08 August 2014