SFC Licences of HAN Chuan 韓川
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 23 April 2018 | 03 May 2021 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 23 April 2018 | 03 May 2021 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 07 October 2014 | 07 March 2019 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 07 October 2014 | |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 17 February 2014 | 08 August 2014 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 04 November 2013 | 08 August 2014 |