SFC Licences of YOU Na 尤娜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Admiralty Harbour Capital Limited 鐘港資本有限公司 RE 9 03 February 2023
Admiralty Harbour Capital Limited 鐘港資本有限公司 RE 4 03 February 2023
Admiralty Harbour Capital Limited 鐘港資本有限公司 RO 9 24 August 2018 03 February 2023
Admiralty Harbour Capital Limited 鐘港資本有限公司 RO 4 24 August 2018 03 February 2023
Admiralty Harbour Capital Limited 鐘港資本有限公司 RE 9 17 April 2018 24 August 2018
Admiralty Harbour Capital Limited 鐘港資本有限公司 RE 4 17 April 2018 24 August 2018
Tianli Financial Limited 天利金融有限公司 RE 9 18 July 2017 28 February 2018
Tianli Financial Limited 天利金融有限公司 RE 4 18 July 2017 28 February 2018
Edmond de Rothschild Asset Management (Hong Kong) Ltd. RE 4 15 June 2016 30 April 2017
Edmond de Rothschild Asset Management (Hong Kong) Ltd. RE 9 22 July 2015 30 April 2017
ICBC International Securities Limited 工銀國際證券有限公司 RE 4 09 January 2014 30 June 2015
ICBC International Research Limited 工銀國際證券研究有限公司 RE 4 05 November 2013 30 June 2015