SFC Licences of YOU Na 尤娜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Admiralty Harbour Capital Limited 鐘港資本有限公司 | RE | 9 | 03 February 2023 | |
Admiralty Harbour Capital Limited 鐘港資本有限公司 | RE | 4 | 03 February 2023 | |
Admiralty Harbour Capital Limited 鐘港資本有限公司 | RO | 9 | 24 August 2018 | 03 February 2023 |
Admiralty Harbour Capital Limited 鐘港資本有限公司 | RO | 4 | 24 August 2018 | 03 February 2023 |
Admiralty Harbour Capital Limited 鐘港資本有限公司 | RE | 9 | 17 April 2018 | 24 August 2018 |
Admiralty Harbour Capital Limited 鐘港資本有限公司 | RE | 4 | 17 April 2018 | 24 August 2018 |
Tianli Financial Limited 天利金融有限公司 | RE | 9 | 18 July 2017 | 28 February 2018 |
Tianli Financial Limited 天利金融有限公司 | RE | 4 | 18 July 2017 | 28 February 2018 |
Edmond de Rothschild Asset Management (Hong Kong) Ltd. | RE | 4 | 15 June 2016 | 30 April 2017 |
Edmond de Rothschild Asset Management (Hong Kong) Ltd. | RE | 9 | 22 July 2015 | 30 April 2017 |
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 4 | 09 January 2014 | 30 June 2015 |
ICBC International Research Limited 工銀國際證券研究有限公司 | RE | 4 | 05 November 2013 | 30 June 2015 |