SFC Licences of ZHU Guoji 朱国基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| TFI Asset Management Limited 天風國際資產管理有限公司 | RE | 9 | 21 September 2022 | 07 July 2023 |
| TFI Asset Management Limited 天風國際資產管理有限公司 | RE | 4 | 21 September 2022 | 07 July 2023 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 | RO | 9 | 30 July 2020 | 06 November 2020 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 | RO | 4 | 30 July 2020 | 06 November 2020 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 | RE | 9 | 09 June 2020 | 30 July 2020 |
| Cithara Investment International Limited 信庭投資國際有限公司 | RE | 9 | 14 June 2018 | 31 March 2020 |
| Tristar Capital Advisors Limited | RE | 9 | 07 November 2013 | 03 September 2016 |