SFC Licences of ZHANG Sarah Xiaoyue 張瀟月
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KKR Capital Markets Asia Limited | RE | 4 | 21 December 2015 | |
KKR Capital Markets Asia Limited | RE | 1 | 21 December 2015 | |
J.P. Morgan Securities (Far East) Limited | RE | 6 | 14 January 2014 | 19 June 2015 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 25 November 2013 | 19 June 2015 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 25 November 2013 | 19 June 2015 |