SFC Licences of LOH Yeong Shang
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Neo Risk Investment Advisors Limited | RO | 9 | 25 March 2020 | |
| Neo Risk Investment Advisors Limited | RO | 4 | 25 March 2020 | |
| Neo Risk Investment Advisors Limited | RE | 9 | 12 November 2018 | 25 March 2020 |
| Neo Risk Investment Advisors Limited | RE | 4 | 10 August 2018 | 25 March 2020 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 31 December 2013 | 14 June 2018 |