SFC Licences of KUNG Aaron Kingsley Kai Shing 龔啟誠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 03 April 2023
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 03 April 2023
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 RE 2 07 February 2018 03 November 2020
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 RE 9 24 July 2015 03 November 2020
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 24 July 2015 03 November 2020
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 24 July 2015 03 November 2020
RAYS Capital Partners Limited 睿思資本有限公司 RE 9 27 January 2014 30 June 2015
RAYS Capital Partners Limited 睿思資本有限公司 RE 4 27 January 2014 30 June 2015