SFC Licences of KUNG Aaron Kingsley Kai Shing 龔啟誠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 03 April 2023 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 03 April 2023 | |
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 07 February 2018 | 03 November 2020 |
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 | RE | 9 | 24 July 2015 | 03 November 2020 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 24 July 2015 | 03 November 2020 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 24 July 2015 | 03 November 2020 |
RAYS Capital Partners Limited 睿思資本有限公司 | RE | 9 | 27 January 2014 | 30 June 2015 |
RAYS Capital Partners Limited 睿思資本有限公司 | RE | 4 | 27 January 2014 | 30 June 2015 |