SFC Licences of LEE Tsz Yan 李慈恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tiger Brokers (HK) Global Limited 老虎證券（香港）環球有限公司 | RE | 2 | 04 July 2022 | |
| Tiger Brokers (HK) Global Limited 老虎證券（香港）環球有限公司 | RE | 1 | 04 July 2022 | |
| Magpie Securities Limited 喜鵲證券有限公司 | RE | 2 | 21 September 2021 | 11 May 2022 |
| Magpie Securities Limited 喜鵲證券有限公司 | RE | 1 | 24 August 2021 | 11 May 2022 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 | RE | 1 | 20 April 2017 | 21 May 2021 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 15 June 2016 | 07 April 2017 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 15 June 2016 | 07 April 2017 |
| Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 29 January 2014 | 01 July 2015 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 02 December 2013 | 01 July 2015 |