SFC Licences of LIU Tong 劉彤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 06 September 2021 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 06 September 2021 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 16 August 2021 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 08 July 2015 | 30 June 2021 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 07 January 2014 | 03 July 2015 |