SFC Licences of CHOW Rick Kaiwui 周啟匯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AIA Investment Management HK Limited 友邦投資管理香港有限公司 | RE | 4 | 24 April 2020 | 30 September 2023 |
| AIA Investment Management HK Limited 友邦投資管理香港有限公司 | RE | 9 | 25 January 2019 | 30 September 2023 |
| Leading Securities Company Limited 立鼎證券有限公司 | RE | 9 | 31 August 2015 | 31 January 2016 |
| Leading Securities Company Limited 立鼎證券有限公司 | RE | 4 | 31 August 2015 | 31 January 2016 |
| Vantage New Generation Securities Limited 新世代證券有限公司 | RE | 4 | 15 September 2014 | 22 July 2015 |
| Apices Advisory Limited 臻峯投資咨詢有限公司 | RE | 4 | 30 January 2014 | 04 April 2014 |