SFC Licences of ZHAO Jun 趙軍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 4 | 18 October 2019 | |
| CMBC International Securities Limited 民銀國際證券有限公司 | RE | 4 | 03 December 2018 | 28 November 2023 |
| CMBC International Securities Limited 民銀國際證券有限公司 | RE | 1 | 03 December 2018 | 28 November 2023 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 11 October 2017 | |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 24 December 2013 | 14 July 2017 |