SFC Licences of LI Duo 李鐸

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務)
RE 1, 4, 9 01 April 2016 05 May 2016
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司
RE 1 01 April 2016 05 May 2016
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司
RE 4 29 August 2014 28 June 2015
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司
RE 9 05 June 2014 28 June 2015
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1 15 January 2014 15 January 2015
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 4 15 January 2014 20 August 2014