SFC Licences of XIE Zhihao 謝志豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
ICBC International Futures Limited 工銀國際期貨有限公司	RE	2	25 February 2022
ICBC International Securities Limited 工銀國際證券有限公司	RE	4	25 February 2022
ICBC International Securities Limited 工銀國際證券有限公司	RE	1	25 February 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	4	10 November 2021	09 February 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	2	10 November 2021	09 February 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	1	10 November 2021	09 February 2022
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RO	1	13 April 2021	23 July 2021
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	4	16 April 2018	23 July 2021
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司	RE	2	13 March 2017	23 July 2021
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	1	28 November 2016	13 April 2021
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	5	20 April 2015	26 August 2016
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	4	20 April 2015	26 August 2016
Morgan Stanley Hong Kong Securities Limited	RE	2	21 January 2014	26 August 2016
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	21 January 2014	26 August 2016