SFC Licences of YU Xiaoxi 余晓曦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SPDB International Capital Limited 浦銀國際融資有限公司 | RO | 1 | 14 November 2023 | |
| SPDB International Capital Limited 浦銀國際融資有限公司 | RE | 1 | 15 September 2023 | 14 November 2023 |
| SPDB International Securities Limited 浦銀國際證券有限公司 | RE | 1 | 15 September 2023 | |
| SPDB International Capital Limited 浦銀國際融資有限公司 | RE | 6 | 15 September 2023 | |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 | RE | 9 | 26 July 2017 | 18 June 2023 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 4 | 26 July 2017 | 18 June 2023 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 26 July 2017 | 18 June 2023 |
| orientiert XYZ Securities Limited | RE | 9 | 24 October 2016 | 30 June 2017 |
| orientiert XYZ Securities Limited | RE | 4 | 24 October 2016 | 30 June 2017 |
| orientiert XYZ Securities Limited | RE | 1 | 24 October 2016 | 30 June 2017 |
| Emperor Asset Management Limited 英皇資產管理有限公司 | RE | 9 | 25 February 2014 | 30 April 2014 |
| Emperor Asset Management Limited 英皇資產管理有限公司 | RE | 4 | 25 February 2014 | 30 April 2014 |