SFC Licences of WATTEZ Philippe Marc Alfred
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | RE | 2 | 11 January 2023 | |
| Sunrise Brokers (Hong Kong) Limited | RE | 1 | 11 January 2023 | |
| BGC Securities (Hong Kong) LLC | RE | 2 | 09 April 2021 | |
| BGC Securities (Hong Kong) LLC | RE | 1 | 09 April 2021 | |
| GFI (HK) Securities L.L.C. | RE | 7 | 29 September 2017 | |
| GFI (HK) Securities L.L.C. | RE | 2 | 29 September 2017 | |
| GFI (HK) Securities L.L.C. | RE | 1 | 29 September 2017 | |
| Tullett Prebon (Hong Kong) Limited | RE | 2 | 07 February 2014 | 30 June 2017 |
| Tullett Prebon (Hong Kong) Limited | RE | 1 | 07 February 2014 | 30 June 2017 |