SFC Licences of XU Yuanjie 徐元杰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Emperor Wealth Management Limited 英皇財富管理有限公司 | RE | 1 | 26 September 2017 | |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 26 September 2017 | |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 26 September 2017 | |
| Parametrica Management Limited | RE | 9 | 08 November 2016 | 23 March 2017 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 19 February 2014 | 12 May 2016 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 19 February 2014 | 12 May 2016 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 19 February 2014 | 12 May 2016 |