SFC Licences of LI Bo 李博
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 23 October 2020 | |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 11 September 2017 | 30 September 2020 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 24 April 2015 | 07 September 2017 |
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 4 | 17 February 2014 | 18 April 2015 |