SFC Licences of WONG Tak Cheong 黃德昌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CGS-CIMB Securities (Hong Kong) Limited 銀河—聯昌證券(香港)有限公司 | RE | 6 | 22 February 2016 | 01 June 2016 |
CGS-CIMB Securities (Hong Kong) Limited 銀河—聯昌證券(香港)有限公司 | RE | 1 | 22 February 2016 | 01 June 2016 |
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 6 | 02 February 2015 | 12 February 2016 |
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 1 | 02 February 2015 | 12 February 2016 |
Altus Capital Limited 浩德融資有限公司 | RE | 6 | 24 February 2014 | 12 January 2015 |
Altus Investments Limited | RE | 1 | 24 February 2014 | 12 January 2015 |