SFC Licences of WANG Tian

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 6 27 January 2023
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 27 January 2023
Merrill Lynch (Asia Pacific) Limited RE 1 03 March 2014 31 August 2015
Merrill Lynch Far East Limited RE 6 03 March 2014 31 August 2015
Merrill Lynch Far East Limited RE 4 03 March 2014 31 August 2015
Merrill Lynch Far East Limited RE 1 03 March 2014 31 August 2015
Merrill Lynch (Asia Pacific) Limited RE 6 03 March 2014 31 August 2015
Merrill Lynch (Asia Pacific) Limited RE 4 03 March 2014 31 August 2015