SFC Licences of MO Man Yi 巫敏怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RE | 1, 2 | 18 March 2019 | |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
RE | 2 | 18 April 2016 | 28 April 2018 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
RE | 1 | 18 April 2016 | 28 April 2018 |
| AMTD Global Markets Limited 尚乘環球市場有限公司 |
RE | 1, 4, 9 | 21 March 2014 | 23 February 2015 |