SFC Licences of MO Man Yi 巫敏怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 2 | 18 March 2019 | 05 October 2022 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 18 March 2019 | 05 October 2022 |
First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 2 | 18 April 2016 | 28 April 2018 |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 18 April 2016 | 28 April 2018 |
orientiert XYZ Securities Limited | RE | 9 | 21 March 2014 | 23 February 2015 |
orientiert XYZ Securities Limited | RE | 4 | 21 March 2014 | 23 February 2015 |
orientiert XYZ Securities Limited | RE | 1 | 21 March 2014 | 23 February 2015 |