SFC Licences of TSUI Randy 徐熙瑜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 RO 9 05 May 2023
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 RO 4 05 May 2023
Zhanlin Securities Limited 展麟證券有限公司 RO 9 23 September 2020 02 February 2023
Zhanlin Securities Limited 展麟證券有限公司 RO 4 23 September 2020 02 February 2023
Zhanlin Securities Limited 展麟證券有限公司 RO 1 30 March 2020 02 February 2023
Sinostar Securities Limited 華星證券有限公司 RE 1 27 November 2017 11 December 2019
Sinostar Asset Management Limited 華星資產管理有限公司 RE 9 27 November 2017 11 December 2019
Sinostar Asset Management Limited 華星資產管理有限公司 RE 4 27 November 2017 11 December 2019
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 9 21 June 2016 23 November 2017
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 4 21 June 2016 23 November 2017
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 1 21 June 2016 23 November 2017
Golden Great China Fund Management Limited 金中華基金管理有限公司 RE 9 08 July 2014 10 November 2015
Golden Great China Fund Management Limited 金中華基金管理有限公司 RE 4 08 July 2014 10 November 2015
Target Capital Management Limited 泰達資產管理有限公司 RE 1 28 February 2014 24 June 2014
Target Capital Management Limited 泰達資產管理有限公司 RE 4 28 February 2014 24 June 2014
Target Capital Management Limited 泰達資產管理有限公司 RE 9 28 February 2014 24 June 2014